Joseph
S. Lucas and Donald A. Yerxa, Editors
Historically
Speaking: The Bulletin of the Historical Society
September/October
2004
Volume
VI, Number 1
Jeremy
Dupertuis Bangs, "Re-Bunking the Pilgrims"
Joseph
Morrison Skelly, "Here We Stand, in Baquba"
Thomas
Fleming, "Illusions and Realities in World War I"
Bruce
J. Evensen, "D.L. Mooody and the Mass Media Revival"
THE
AMERICAN HISTORICAL PROFESSION IN THE 21ST CENTURY: AN EXCHANGE
--Bruce
Kuklick, "The Future of the Profession"
--Leo
P. Ribuffo, "Ain't It Awful? You Bet, It Always Is"
--Marc
Trachtenberg, "Comment on Kuklick"
An
Interview with John Ferling
CATHOLICISM
AND AMERICAN FREEDOM: A FORUM
--John
T. McGreevy, "Catholicism and American Freedom"
--Leo
P. Ribuffo, "The American Catholic Church and Ordered Liberty"
--Eugene
McCarraher, "Remarks on John McGreevy's Catholicism and American Freedom"
--Christopher
Shannon, "Comments on Catholicism and American Freedom"
--John
T. McGreevy, "Response to Ribuffo, McCarraher, and Shannon"
Thomas
Schoonover, "Uncle Sam's War of 1898 and Globalization
George
Huppert, "Notes on the Boothbay Harbor Conference"
Historically
Speaking: The Bulletin of the Historical Society
Volume
VI, Number 1
RE-BUNKING
THE PILGRIMS
Jeremy
Dupertuis Bangs
In
grade school in the 1950s, I learned that the Pilgrims were the most important
and influential of England’s American colonists. Seeking religious freedom,
the heroic Pilgrims set sail for distant shores. En route to America, these
poor, purehearted souls invented democracy with the famed Mayflower Compact.
After struggling through the initial hardships of life on unfamiliar soil,
they invented the classic American holiday of Thanksgiving, which they
celebrated with their friends the Indians. More virtuous than the rapacious
Virginians who preceded them, the Pilgrims were the first true Americans.
Those
inspiring Pilgrims of my youth have taken a beating! According to today’s
historians, the Pilgrims were among the least significant of England’s
American colonists. Their tiny Plymouth Colony was soon absorbed by the
larger and more prosperous Massachussets Bay. The Pilgrims were no friendlier
to Indians than other Europeans in the Americas—which is to say, they were
greedy, duplicitous purveyors of genocide. Nor did they invent democracy:
the Mayflower Compact was just an expedient means of maintaining order
in a new environment. And their first “Thanksgiving” was nothing more than
a replica of a traditional, secular English harvest feast. The Pilgrims
didn’t even call themselves Pilgrims, a term coined by the 19th-century
Americans who invented these virtuous forbears out of thin air in an effort
to grace the relatively new United States with a glorious past. Indeed,
about the only aspect of my schoolboy Pilgrims that has survived this assault
is their poverty.
The
truth about the Pilgrims—and yes, I do still call them Pilgrims—is perhaps
closer to the “myth” than to what we can learn from today’s textbooks .
. . .
Formerly
curator of the Leiden Pilgrim Documents Center (1980–1985), chief curator
of Plimoth Plantation (1986–1991), visiting curator of Manuscripts, Pilgrim
Hall Museum (1992–1996), Jeremy Bangs (Ph.D. Leiden, 1976) is director
of the Leiden American Pilgrim Museum. His extensive publications on 16th-
and 17th-century Dutch and colonial cultural history include The 17th-Century
Town Records of Scituate, Massachusetts (New England Historical and
Genealogical Society, 3 vols., 1997, 1999, 2001); Indian Deeds, Land
Transactions in Plymouth Colony, 1620–1691 (New England Historical and
Genealogical Society, 2002), containing an extensive critique of Jennings’s
“invasion” metaphor; Pilgrim Edward Winslow: New England’s First International
Diplomat (New England Historical and Genealogical Society, 2004); and
Letters on Toleration, Dutch Aid to Persecuted Swiss and Palatine Mennonites,
1615–1699 (Picton, 2004). He is currently editing the remaining twelve
volumes of Plymouth Colony records for integral publication on CD-ROM and
writing a book to be called Leiden and the Pilgrims.
HERE
WE STAND, IN BAQUBA
Joseph
Morrison Skelly
On
the morning of Saturday, September 25th, I arrived in Baquba, my final
destination in a year-long deployment to Iraq with the United States Army
Reserve. The city lies forty miles northeast of Baghdad, in Diyala province,
on the eastern edge of the Sunni Triangle. Its population of 280,000 is
a mixture of Sunnis, Shiites, and even some Kurds who have drifted down
from the northern part of the province. It has been a volatile place at
times over the past six months, the scene of major battles in April and
June. These flare-ups were sparked by a small, disgruntled minority—an
angry assortment of ex-Baathists, Al Qaeda operatives, foreign agents,
and some local opportunists who cast their lot with the insurgency. This
motley crew made a fatal mistake. The 3rd Brigade Combat Team of the 1st
Infantry Division (“The Big Red One” of Sicily, Normandy, and the Bulge),
quickly put down both uprisings. Known as the “Dukes of Diyala,” the 3rd
BCT controls the city and its hinterlands, and has made great progress
in stabilizing the province since its arrival in February of 2004.
In
fact, beneath the radar screen of cable news networks and twenty-four hour
news cycles, normal life has returned to many parts of Baquba. The vast
majority of its people are decent, hardworking citizens who are glad to
have the Americans here, ecstatic to be rid of Saddam Hussein, and eager
to turn their country around. Many are supporting the reconstruction efforts
of the United States and its Coalition partners. Some do so publicly, others
privately. Several personal conversations over the past weeks have unequivocally
confirmed these sentiments. So, too, have the actions of numerous men,
women, and children that I have witnessed firsthand. That said, the insurgents,
as reported in the press, sometimes target Iraqis who work with the Coalition.
These Iraqis remain undaunted. Their courage is inspiring. Yet the full
telling of their tale may have to await the final defeat of the insurgency.
Perhaps historians will one day reveal the complete truth.
My
duty station in Baquba is at a location called the CMOC, the Civil-Military
Operations Center. It is a joint headquarters. The Army personnel at this
center work closely with the local and provincial governments, the State
Department, and some NGOs, under the command of the Army leadership at
brigade and division levels. Army officers and enlisted troops, working
closely with Iraqi experts and administrators, tackle a variety of projects,
all geared towards stabilizing the province. These missions include restoring
public works, upgrading the transportation system, streamlining the energy
distribution network, reconnecting communications links, improving public
education
facilities, and enhancing civil-military relations. These essential activities
constitute an integral part of full spectrum warfare on the 21st-century
battlefield. In the coming months, my duties will focus on higher education
(including the reconstruction of one of the local universities, which was
damaged in the June uprising when insurgents commandeered a nearby stadium),
government relations, and other projects that may arise.
The
CMOC is a compound of several buildings situated on approximately one city
block. It has a high-visibility presence in the city. It is accessible.
These features are necessary to attract locals and to build trust in the
community. They also mean that the installation is sometimes a target of
the insurgents. Occasional mortar rounds, echoes of improvised explosive
devices, and sporadic AK-47 fire punctuate the days and nights. Indeed,
the CMOC was attacked in early October, when three Russian-made rockets
slammed into the neighborhood, with two near misses and one direct hit
on the compound. There were no American casualties, but several innocent
Iraqi civilians were injured, which was of no concern to the guerillas,
of course. The next three nights the CMOC and the nearby offices of the
Iraqi National Guard and Iraqi police were mortared, without any reported
damage. On the night of October 12 insurgents fired several RPGs at the
seat of the provincial government several blocks away, known locally as
the Blue Dome. These attempts at intimidation failed. The American troops
stationed at the CMOC remained rock solid throughout this brief test, passing
it with flying colors. They are determined to hold this ground. Down the
street, the Blue Dome opened for business as usual on the morning of October
13.
In
a nutshell, this city is one of the cockpits of this war. The next several
months will be critical. The soldiers at this post will not waver. To paraphrase
Martin Luther, “Here we stand, in Baquba.”
Joseph
Morrison Skelly is assistant professor of history at the College of Mount
Saint Vincent. He is the author of Irish Diplomacy at the United Nations,
1945–1965: National Interests and the International Order (Irish Academic
Press, 1997). He is currently serving with the 411th Civil Affairs Battalion,
in support of the 1st Infantry Division, in Operation Iraqi Freedom.
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Volume VI, Number 1
ILLUSIONS
AND REALITIES IN WORLD WAR I
Thomas
Fleming
Two
years ago, when I decided to write a book on the American experience in
World War I, I thought I had discovered the best opening for a historical
narrative I had seen in forty years of writing books.
On
the night of April 1, 1917, only hours before Woodrow Wilson was scheduled
to go before Congress and ask for a declaration of war, the president sent
for Frank I. Cobb, editor of the New York World, a stalwart supporter of
him and the Democratic Party. As Cobb told the story, he rushed to Washington,
arriving at the White House at 1:00 a.m. He and Wilson talked into the
dawn.
Wilson
told Cobb he had “considered every loophole” to escape going to war but
each time Germany blocked it with some “new outrage.” Then Wilson began
to talk about the impact the war would have on America. “Once lead this
people into war,” the president said, “and they’ll forget there ever was
such a thing as tolerance. To fight you must be ruthless and the spirit
of ruthless brutality will enter the very fiber of our national life, infecting
Congress, the courts, the policeman on the beat, the man in the street.”
“He
thought the Constitution would not survive it,” Cobb said. “That free speech
and the right of assembly would go. He said a nation couldn’t put its strength
into a war and keep its head level; it had never been done.”
“If
there’s any alternative, for God’s sake let’s take it,” Wilson exclaimed.
“Well
I couldn’t see any, and I told him so,” Cobb concluded.
This
touching scene coincided with another episode I discovered in the memoir
of Woodrow Wilson’s secretary, Joseph Tumulty, a man whose name was often
spoken with respect in my boyhood home in Jersey City. Tumulty was born
not too many blocks from my house.
Tumulty
told how he and Wilson returned to the White House on that April evening
after the president’s speech to Congress, calling on America to fight a
war without hate, a war to make the world safe for democracy. The soaring
rhetoric had been received with near hysterical applause.
Tumulty
accompanied Wilson to the cabinet room, where the president broke down.
“My message today was a message of death for our young men,” Wilson said.
“How strange it seems to applaud that.”
The
president launched into an emotional monologue, defending his long struggle
to keep America neutral. Finally, Tumulty said, “he wiped away great tears
[and] laying his head on the table, sobbed as if he was a child.”
Here,
it would seem, was a double dose of heartbreak combined with globe-girdling
drama. I could almost hear the sympathetic sobs as readers turned the opening
pages. Alas, additional research led to another variety of heartbreak:
the literary kind. These two scenes, which are in numerous biographies
of Woodrow Wilson and histories of World War I, never happened. According
to the White House logs, Frank Cobb did not set foot in 1600 Pennsylvania
Avenue on the night of April 1, 1917. Nor did Joe Tumulty return to the
White House to witness Wilson’s supposed breakdown after his speech.
What
was going on here? It took a lot more research to find the answer .
. . .
Thomas
Fleming is the author of more than forty books, including The Illusion
of Victory: America in World War I (Basic Books, 2004).
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Volume
VI, Number 1
D.L.
MOODY AND THE MASS MEDIA REVIVAL
Bruce
J. Evensen
I am
a child of revival. In 1962 I was one of 704,900 who attended Billy Graham’s
meetings on Chicago’s lakefront and one of 16,597 who came forward to express
a personal need for a savior. Today, Graham’s reach is far wider. On Christmas
Eve in 1996, speaking from a small sports stadium in Puerto Rico, Graham
preached to a targeted one billion people across the planet. Satellite
technology created this communication community. It reportedly reached
a man in Sierra Leone, who borrowed money to repair an antenna so that
“twenty two of my friends and neighbors could watch the Gospel on television.”
At that very hour, 2,000 Ugandan churches opened their doors to television
parties that showed the same program. Churches in the Philippines conducted
immediate baptismal services for those who had “come to Christ.” Pastors
in Saltillo, Mexico said 20,000 saw Graham’s “A Season for Peace” and reported
many were curious about the condition of their souls. In Italy, event organizers
reported 20,000 “decisions for Christ” following the worldwide television
special.
The
romance between mass media and popular religion, practiced as an evangelistic
art by Graham, was a development one of Graham’s mentors, D.L. Moody, would
have easily appreciated. During the late Gilded Age the former shoe salesman
with a fourth grade education conducted urban revivals across the Anglo-American
landscape, appropriating, as Graham later would, all available means in
doing so. That meant the active courting of the press as an important instrument
in reaching the unchurched with the gospel message. Moody’s success resulted
in the creation of mass media revivals that relied on the twin pillars
of prayer and publicity in constructing citywide spectacles as extraordinary
as any editor or reader had ever seen.
Moody
was a little known Chicago layman when he arrived in Liverpool on June
17, 1873. When the revivalist left the same city two years and two months
later after preaching all over England, Scotland, and Ireland, he was heralded
as the greatest evangelist in the English-speaking world . . . .
Bruce
J. Evensen is professor of communications at DePaul University. He is the
author of God’s Man for the Gilded Age: D.L. Moody and the Rise of
Modern Mass Evangelism (Oxford University Press, 2003).
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Volume VI, Number 1
THE
AMERICAN HISTORICAL PROFESSION IN THE 21ST CENTURY: AN EXCHANGE
One
of the many highlights of the Historical Society’s 2004 conference, “Reflections
on the Current State of Historical Inquiry,” was a lively session on “The
American Historical Profession in the 21st Century.” Bruce Kuklick launched
the session with his paper, after which Leo Ribuffo and Marc Trachtenberg
offered their responses. The exchange was provocative, candid, and frequently
hilarious. Below are slightly revised drafts of the speakers' papers.
THE
FUTURE OF THE PROFESSION
Bruce
Kuklick
There
are several reasons why I was a bad choice to make this presentation. I
have an ambivalent connection to the profession, disliking meetings and
networking and thereby losing sustained intellectual contact with peers.
In many ways I am barely professionally active. My interests lie in two
peripheral fields, intellectual and diplomatic history, that are usually
counted as retrograde. Moreover, although I am convinced (unlike many of
my colleagues) that we know at least a little bit about the past, I also
believe that we know very little about the future, and should not get into
the game of being futurologists. I am under an illusion that I read widely
but when, in preparation for the talk, I looked at the Journal of American
History’s recent symposium on the topic, I noted that there were many
“seminal,” “pathbreaking,” and “paradigm”-shattering or -creating books,
not just that I had not read but that I had not heard of. Thus,
readers are encouraged—as were the commentators —to be very critical of
my views. Readers are also reminded that for the most part, I am noting
what I think are trends, and not endorsing them.
What
will shape the future of the profession is a phenomenon that I call “mass
professionalization”—a very large number of people trained to be professional
historians, to publish in ever more specialized journals, to try to avoid
undergraduate research agendas. This phenomenon has diverse consequences.
In
our era, the large number is too high—too many people trained with a Ph.D.
degree to be historians, so that even in the enormous system of higher
education, there are too few jobs for these individuals. This may be an
issue of under demand rather than oversupply, but the consequences are
the same, especially in the fields of American history that I know best.
The
first significant problem of mass professionalization is that there is
a growing helot class of non-standing faculty, exploited and underpaid.
To presume that the tenure-track job at a major university represents the
norm is like presuming that Ozzie and Harriet represent the typical American
family. But the power of the tenure system to distort market forces is
extraordinary. In ordinary circumstances, with such an enormous supply
of faculty in comparison to a relative small demand, one would draw the
inference that faculty with jobs would be teaching more and being paid
less; but for standing faculty the reverse actually often occurs.
Thus,
two likely results of mass professionalization in the 21st century are,
on the one hand, increasing attacks on tenure and, on the other, increasing
pressure for unionization. Both the attacks and the pressure me that we
ought to try to maintain the older dignified notion of a profession, and
I don’t like the idea of unions for graduate students. But I have a hard
time coming up with good reasons to fight unions, and I can’t think of
many to retain the tenure system. I would settle for a system of the old
crafts union, like carpenters but not like autoworkers. We will probably
get the latter.
Even
for those on the lowest rungs of the professional ladder, the ideology
of graduate school professors, which emphasizes publication, more than
usually holds sway. Even schools that have long served certain regional,
vocational, or ethno-cultural needs have often given in to this ideology.
This means that most of us value scholarship, and promote it, more than
we promote teaching or service to an institution.
A second
significant problem of mass professionalization stems from this scholarly
emphasis—the exponential growth of publications. Some of these publications
are products of the proliferation of academic historical societies, each
valorizing one aspect of the past—of the Soviet Union, the early American
republic, the history of public policy, secondary education in Asia, Byzantium,
the history of the book—you name it. Along with a society usually goes
a journal and scholarly essays.
Books
are a more important publishing endeavor in the profession than articles.
I am told that even the prestigious academic presses cannot much longer
afford to print dissertations and, as they put it, serve as vetting agents
in tenure decisions. The average sale of a history book is 600–800 copies,
and in many cases, the most frequent request made on presses is to give
their readers’ reports to tenure committees. It is easy to infer from this
that no one wants to read many of these books, but I actually believe that
perhaps unlike other disciplines, there are useful facts in most first
books by professional historians, and it is not so terrible to have them
available in a form that will now last for 500 years.
The
problem here is that almost none of us is able to sort out what is worth
reading (as opposed to what is worth consulting if someone wants to get
some information). We can no longer monitor with any reliability the publications
that define the contours of historical knowledge at any time, the scholarly
structure that is supposed to define the profession. This may not be an
overarching concern in some recherché areas of inquiry, but it certainly
is in the main line of American history.
There
is a third related problem of mass professionalization. While there is
useful information in most of these volumes, whether or not they are good
history is a different question. The increase of historians, specialties,
and publications has joined its force to another social fact: a growing
university system that even at its bottom end has many perquisites.
Together
these facts make it more difficult for scholars to publish their way “out”
or “up,” for there are so many people writing that it is almost impossible
for all of us jointly to discern what is meritorious. What is crucially
important is one’s first place of employment. Thus it seems to me there
is more justified ressentiment on the part of faculty at non-elite
schools, for many talented historians there may rightly feel that their
work is not appreciated the way it should be.
There
is a flipside to this. There are a great many ordinary historians who by
luck, backslapping, and a bit of diligent effort are now regarded as premier
scholars in their fields. They can marshal journals, societies, a constellation
of university departments, and even funding agencies in their support.
This
problem of mass professionalization means that we have fewer efficient
means at our disposal for authoritatively evaluating historical work. In
the old days standards may have been narrow and determined by a group of
old white males who successfully passed on their rigidities. But at least
one knew who to read, and the number of historians was limited enough so
that supply did not so entirely exceed one’s ability to consume.
When
I discussed my presentation with friends, a number of them expressed the
hope that I would denounce cultural history and falling standards, and
speak up in some fashion for the history of ideas or of international politics.
The attentive reader will find a bit of this kind of response in the comments
of Professors Ribuffo and Trachtenberg to this short paper. But my concern
is not that many professional historians emphasize things that don’t interest
me much, or have political views I disparage. I am not alarmed at the cultural
presuppositions that some see as constraints on the profession or as leading
it in the wrong direction. There may be a left-liberal set of predispositions
in history that sets a certain agenda, but that is not what I find troubling.
Rather
than operating with blinders, the profession, I believe, has a 1000 flowers
blooming; history is a big tent. My fear is the number of flowers and the
size of the tent. There is so much out there, and so many of us are struggling
to get recognition for whatever it is that we do that we have little sense
of what the outlines of even large fields are and of what is worth reading.
We don’t have much of a handle on what we do, or how we are doing it, and
I don’t see much of a chance that this will change.
A fourth
significant problem of mass professionalization is the trade’s connection
to the role of history in American society. All cultures have some sense
of an immemorial past, and in some ways professional historians partly
serve the same function as tribal elders. That is, part of our role is
that we collectively maintain a social sense of the past. One way we do
this is through popular history writing, the History Channel, and historical
movies and documentaries. But there is an enormous gap between what intrigues
the profession as a whole and the obsession of the greater public with
Great Men and Big Battles. I am not entirely opposed to this obsession,
but I do think that the public would be better served if there were a better
match between its concerns and our priorities and standards. As matters
stand now, there seem to me to be two diverging tracks, the popular and
the professional, and I do not believe that is healthy. It may also be
pretty conventional, but it does strike me that the effusion of historical
specialties has increased the divide between the popular and the professional.
In the old days, the commitment of the profession to past politics was
pretty much synchronized with public tastes.
Another
aspect of this problem is the history text, at both the high school and
college level. And here I have a different concern from the one evinced
in the controversy over the History Standards. The textbooks are legion,
although the ones that I know best are in American history, which I have
recently taught in AP American history courses. The texts exhibit the troubles
I have talked about and give some weight to every subfield and every dimension
of the study of the United States that will make a text “comprehensive.”
Again, these books reflect the diversity and complexity of the profession,
and not at all the needs of our undergraduate charges. I would trade all
of these texts in for just two old books: James Henry Breastead’s Ancient
Times and Charles and Mary Beard’s Rise of American Civilization.
Just as the claims of popular history reflect the gap between what the
public needs and what we are able to provide, the texts illustrate the
gap between what students in our democracy require and what we are able
to give them.
Let
me, in conclusion, turn away from the problems to a connected matter: where
I would like us to direct our efforts in the future. I would like to see
far more of an accent on undergraduate teaching. We need a more coherent
history curriculum, with more stress on a series of basic courses that
offer a broad introduction to the national and international historical
setting of our lives. We need fewer seminars on narrow topics for undergraduates.
We need more discussion courses and a graded writing program that would
increase in difficulty with an increase in the level of courses. We need
more faculty willing to teach freshperson seminars. We need more seasoned
faculty to teach survey courses. We need more faculty to recognize that
the “reproduction” of the professoriate, as it has been described to me,
is not the most holy task. We need fewer graduate students competing with
undergraduates for time with faculty, and fewer graduate students substituting
for faculty in classrooms. That is, we need to do more to train our students
to be educated citizens.
Bruce
Kuklick is Nichols Professor of American History at the University of Pennsylvania.
His latest book is A History of Philosophy in America, 1720–2000 (Oxford
University Press, 2002).
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Volume VI, Number 1
AIN’T
IT AWFUL? YOU BET. IT ALWAYS IS
Leo
P. Ribuffo
Bruce
Kuklick has been one of my best friends for more than three decades. Thus
I say with candor and affection that this article does not represent Kuklick
at his best. It reflects an educational background and academic career
spent entirely at elite universities. It contains too many self-righteous
ex cathedra assertions that even Kuklick does not believe when pressed
to think about them.
Just
as every person is his or her own historian, every person is his or her
own futurologist. In some dumb sense, to appropriate Carl Becker’s phrase,
Kuklick as an everyman futurologist made predictions about the future when
he acquired mortgages and decided to raise four children. And I suspect
he attempted to make those decisions with minimum stupidity. So why should
not the rest of us, acting in our capacities as what William Appleman Williams
called “citizen historians,” engage more broadly in futurology about something
as insignificant as our own craft, business, profession, trade, and— sometimes—racket?
Kuklick claims to detest the history business (what in calmer moments he
has described as an honorable “practice”) because it is too much of a racket.
Yet, as Kuklick has also admitted in less oracular moments, he has spent
much of his career studying intellectual businesses and rackets. Perhaps
when pressed Kuklick might admit that our trade deserves the same serious
attention he has elsewhere lavished on churchmen, philosophers, archaeologists,
and even shortstops. We get no such respect from him here.1
Kuklick’s
central argument is that historians suffer from “mass professionalization.”
Simply put, there are more historians than the market can absorb, and this
oversupply derives from the propensity of academic stars, some of whom
are also academic racketeers, to build their egos and empires while avoiding
undergraduates. This argument is true as far as it goes, but Kuklick oversimplifies
the situation, in the process showing an unmerited enthusiasm for market
forces absent elsewhere in his work. There seem to be roughly 5,000 academic
historians in the United States. Is this too many? The number is no larger
than the number of big-time professional athletes—a frivolous occupational
cohort Kuklick likes more than historians. Certainly Americans have the
right to cast their dollar votes, to recall an old image from Economics
101, on shortstops rather than professors, but this is not necessarily
a good idea. Kuklick forgets that mass professionalization has been an
inescapable byproduct of mass education, a development that has enormously
benefited the United States in general and many of us academics in particular.
If university education had remained as limited and insular in the 1960s
as in the 1930s, Kuklick and I might be hammering nails and sweeping floors
as our fathers did rather than enjoying what he recognizes as one of the
most pleasant jobs in the world. Indeed, the very pleasantness of our job
means that supply will exceed demand most of the time.
What
are the intellectual consequences of mass professionalization? Kuklick
reduces them to a nostalgic assertion that it is now “almost impossible”
for people “to discern what is meritorious.” I think this is no more true
now than in 1966, when I entered graduate school, even though, now as then,
I disagree with most of our trade’s elite about what is interesting, important,
original and, ideally, both original and pretty much true.
As
a William Jamesian, Niebuhrian, Cold War revisionist, social democratic
professor out of sync with the elite of our trade in 2004, I am a noncombatant
in the grandiosely misnamed “culture wars” at least partly because I remember,
within human limits, what it was like to be a Jamesian, Niebuhrian, Cold
War revisionist, social democratic graduate student during what Kuklick
calls the “old days,” when scholarship was dominated by pluralist social
theory and consensus (or counterprogressive) historiography.2 In recent
years my admiration has grown for Richard Hofstadter, Seymour Martin Lipset,
Nathan Glazer, and other leading members of this intellectual cohort because
they got right one big thing now often forgotten—that the U. S. is a relatively
homogeneous and conservative country. Even so, their plentiful errors look
as absurd as anything currently published. Among these errors, my favorites
(a friendly term I can use in tenured late middle age) are that religion
was dying out, that cultural politics was illegitimate and avoidable, that
mentally healthy people clustered in the vital center, that anyone beyond
that sacred segment suffered from status anxiety at minimum if not a full-fledged
paranoid style, and that American anti-Semitism was only marginally related
to Christianity.
Since
Kuklick passes on the opportunity, I will address some of the intellectual
trends in American history. Although what follows is necessarily impressionistic,
it is based on the usual interaction with our trade: teaching, service
on search committees, and the reading of professional journals (with greatest
attention to the book reviews). There is certainly an orthodoxy of sorts,
though that term may be too pompous and rigid to describe the perennial
situation that some topics, questions, methods, and moral judgments are
hot while others are not. As I am hardly the first to observe, professional
organizations create orthodoxies; indeed, that is what they are intended
to do. In a nutshell, the “orthodoxy” that has become dominant in the past
two decades is a kind of mushy leftism descended from the Popular Front
of the 1930s by way of the 1960s. As Doug Rossinow, one of the best historians
of the 1960s, commented more than a decade ago, the historical profession
is “filled with liberals who think they are radicals.”3 The extent to which
non-elite historians, especially graduate students, actually believe
in the orthodoxy is a tougher call. Undoubtedly, as in all such circumstances,
there is more backsliding and latent rebellion in the pews than in the
pulpits, let alone at the bishops’ residences.
Although
men and women make their own historiography they do not make it under circumstances
of their own choosing. Two circumstances seem particularly compelling now.
First, given the problem of oversupply (Kuklick’s formulation) or under
demand (mine), there is an especially strong inclination to stick with
the tried and (I hope) true topics, questions, methods, and moral judgments
honored by our trade’s establishment. Opportunities to do so are abundant.
Starting in the 1960s, for example, historians rediscovered women, African-Americans,
and Native Americans. Their stories do need to be told. Since few
historians favor slavery, segregation, patriarchy, or mass murder, most
of these stories can be told with minimal professional risk and, therefore,
minimal reflection.
Second,
as the American electorate has (sort of) moved rightward and the Right
has made the academy a special target in the socalled culture wars, most
liberal and radical historians have unsurprisingly conducted a reflexive
defense of their now orthodox methods, moral judgments, and favorite hot
topics. Evidence of rethinking, ecumenicalism, and serious argument (by
which I mean something very different from sweetsy “dialogue”) is hard
to find in the major associations and journals. In less polarized times,
for instance, more historians might agree with my colleague William H.
Becker that practitioners of labor history and practitioners of business
history have much to teach each other. Worst of all, the so-called culture
wars have energized a compulsory cloying moralism that afflicts historians
across the ideological spectrum.
To
a greater degree than is usually acknowledged, rethinking, intellectual
ecumenicalism, and serious argument can be found at the grassroots, perhaps
especially in non-elite colleges and universities. Indeed, Kuklick to the
contrary, this is the best reason why non-elite Ph.D. programs should not
close up shop. From the vantage point of one of those universities, let
me offer several nonsweetsy observations and suggestions about our trade’s
intellectual trends.
The
vogue of postmodernism is less significant, for good or ill, than the hoopla
surrounding it suggests. It is a good idea for historians to think about
what they are doing, especially about what is usually called the problem
of relativism. With few exceptions, such concerns were dormant among practicing
historians during the golden age of counterprogressive historiography.
By the 1980s the old questions reappeared in an unfamiliar (and thus especially
seductive) European vocabulary—a familiar phenomenon in American intellectual
life—via literature departments. As philosopher Richard Rorty recently
observed, the same issues could have surfaced again through a rediscovery
of William James and John Dewey (and, he might have added for our trade,
Carl Becker and Charles Beard). But, as Rorty put it, American pragmatists
were thought to “lack pizzazz” compared to Martin Heidegger, Friedrich
Nietzsche, Michel Foucault, and Jacques Derrida.4
Accordingly,
insofar as our trade is methodologically chic, we address perennial problems
in a new idiom. When I was in graduate school, under the influence of the
“new criticism,” we read a bunch of words on a page and perhaps discerned
therein the theme of rebellion. Now graduate students deconstruct a text
and perhaps discern therein the trope of transgressiveness. In practice,
the difference is largely a matter of jargon, as is often the case with
linguistic twists and turns. We sound savvy by “powering down” our computers,
as the manuals instruct, even though we stop the flow of electricity just
as effectively when (following an older discourse from our frugal parents)
we merely “turn off” the lights.
Despite
the hoopla, there are few thoroughgoing postmodernists among practicing
historians, let alone a horde of amoralists pushing students down a slippery
slope to nihilism. Rather, there is a ritualistic inclination to talk the
talk even if the meaning is murky. Indeed, the talk sometimes seems intended
to intimidate those who admit that the meaning is murky.
The
main perils of high theory are, first, that new words may be confused with
new and better ideas, and second, that current theories may yield less
understanding than earlier frames of reference. This danger is hardly new,
however. The pluralists and counterprogressives used Emile Durkheim, Max
Weber, and Sigmund Freud to concoct an interpretation of the Ku Klux Klan
of the 1920s which is inferior to the best workaday journalism of the 1920s.
Much
more influential than the postmodern rediscovery of relativism—and much
less appealing to my taste—is the pervasiveness of small-scale social histories
that purport to illuminate the lives of ordinary men and women, “the people.”
This vogue has many sources. The resurrected intellectual Popular Front
of the 1960s made “history from the bottom up” an attractive field for
baby boomer historians. But a far from leftist Zeitgeist also energizes
this specialty. We live, after all, in the era of People magazine. Then,
too, local social history meets market needs. Compared to other countries,
there are a great many historians in the United States and relatively little
American history, and graduate students have to write dissertations about
something.
Although
small-scale social history has never been to my taste, I would be more
likely to acknowledge the field’s virtues (primarily, that “useful facts”
are made available, as Kuklick notes) if authors of these studies wrote
better and claimed less. A book focusing on one city, neighborhood, union
local, or Ku Klux Klan klavern can be fascinating. In fact, these
tend to be clunky and boring. At their worst, the main characters reveal
less temperamental and moral complexity than characters in a good television
disaster-of-theweek movie. Mixed motives and ambiguous feelings are particularly
absent in accounts of the oppressed who (contrary to the views of some
Historical Society members) did and still do exist.
H.
L. Mencken joked long ago that historians were failed novelists. Would
that it were so! In our day, they are less likely to be good storytellers
than second-string social theorists who problematize questions that need
not be problems, let alone major problems. Did artisans in Hartford, Connecticut
differ from their counterparts in Bridgeport, Connecticut? Believe it or
not, they did if you look closely enough. Do “the people” blindly yield
to capitalist hegemony or do they sometimes think and act for themselves?
Do they have “agency?” Guess what? The answer is “Yes!”
Even
if every practitioner of local social history wrote as well as William
Faulkner or Sherwood Anderson, the prevalence of this genre would present
problems. Of necessity, the authors magnify small differences. This approach,
combined with the assumption that there should be no “master narrative”
(even provisionally for the purpose of addressing large questions), undermines
broader frames of reference and obscures larger realities. For instance,
American historians ritualistically repeat that the United States is one
of the most diverse nations in the world. On the contrary, and especially
if we count for this large question only the native born population, the
United States is not even one of the most diverse countries in the Western
Hemisphere.
To
a large degree academic political history has become a wholly owned subsidiary
of social history, especially small-scale social history. Consider the
historiography of the 1930s. During the past two decades there have been
countless studies of labor unions, cities, and neighborhoods in which the
local actors are (with varying skill) related to national developments.
At the same time, there is no solid, comprehensive account of the Works
Progress Administration or the Civilian Conservation Corps. In short, though
studies of politics, variously defined, are available, historians for more
than a generation have shown remarkably little interest in how government,
especially the federal government, actually functioned or functions in
domestic affairs. Americanists who study government actions in the world
are often thought peripheral and perhaps retrograde. Indeed, distraught
diplomatic historians have recently begun to sex up their field’s vocabulary
in order to sound like social or cultural historians.
In
their general disregard of government, historians, regardless of their
political persuasions, stand shoulder to shoulder with their fellow citizens.
Yet most of their fellow citizens do not notice the historians by their
side. Kuklick joins the throng, pondering our trade’s most frequently asked
question about the market. Given the popularity of historical novels, period-piece
films, Civil War reenactments, celebrations of the “greatest generation”
and so forth, why don’t people pay more attention to us? Whatever
their ideological and methodological differences, leaders of the American
Historical Association, Organization of American Historians, and the Historical
Society join in the common lament that historians fail to reach a general
audience. As a mere matter of intellect, this lament lacks merit. Consider
the prototypical “practice”: medicine. Physicians whose research appears
in the New England Journal of Medicine usually do not expect their
findings to reach the New Yorker.
Moving
beyond mere matters of intellect to the level of status anxiety and market
rewards, I too regret that I am not as rich and famous as I would like
to be. In an attempt to ameliorate this devastating situation, I have even
appeared twice on the History Channel (known to detractors as the Hitler
Channel). The last time I addressed the popularization question, in 1992,
I offered to appear on “The Tonight Show” whenever Jay Leno wants to banter
about William James or the Cold War. My offer remains open, and I hope
that if Leno sees the light he will seat me next to Ashley Judd rather
than Mel Gibson.
I am
not holding my breath, however, and neither should any readers hoping for
a similar invitation. But neither am I wringing my hands. Historians with
an inclination to popularize what they know can and should do so as well
as their skills and circumstances allow. Yet circumstances are not promising.
Indeed, there is an unavoidable roadblock that cannot be cleared even with
sound bytes and makeup. Every person is his or her own historian, but most
people are not very good historians. Moreover, most people do not care
that they are mediocre or bad historians (or physicists or sociologists
or theologians). A reliable understanding of the past beyond their own
memories does not seem essential to their lives—which, by and large, it
is not. Acting as their own physicians, everyman or everywoman would probably
choose to be treated by a doctor who published original research in the
New England Journal of Medicine rather than by the author of medical
popularizations in the New Yorker. Since an accurate understanding
of diseased bodies is much more consequential than an accurate understanding
of Thomas Jefferson, it makes sense as a futurologist of personal health
to bet on professional standing rather than popularity or accessibility.
My
generalization about everyman and everywoman’s limited capacity as a historian
certainly applies to journalists and documentary filmmakers. Indeed, following
their professional standards, they typically crave gimmicks and
profess to believe that grand events turn on quirks of personality. Kuklick
writes with some justice that the questions academic historians ask and
the answers we give are not intellectually imposing. Yet they rank up there
with oncology when compared to the simplistic history favored by policy
makers and pundits—even in cases where a thoughtful and reliable understanding
of the past might affect matters of life and death.
This
essay has been primarily an “internalist” analysis of the history business.
Yet the major changes in American intellectual life have derived less from
internal inconsistencies in orthodox belief systems or from the imperatives
of careerism than from external shocks originating in the wider world.
Indeed, without the Vietnam War and the capital S Sixties, the basic premises
of pluralist social theory and counterprogressive history would probably
still dominate the academy, as they still dominate national politics and
mainstream journalism. I am not a good enough futurologist to predict the
next world historical shock.
In
the meantime, to describe the situation in a favored jargon (popularized
by Kuklick in his transgressive youth), we will proceed with “normal” historical
investigation rather than face a “paradigm shift.”5 Boredom, opportunism,
and curiosity will continue to inspire slight modifications in the mushy
leftist orthodoxy—modifications usually framed as revelations and still
leavened with compulsory cloying moralism. For instance, the historical
establishment has rediscovered that industrial workers spent time in churches
as well as factories and, guess what, one venue affected the other. Similarly,
tight-knit communities under stress produced conservative activists as
well as heroic radicals and, guess what, lots of the conservatives were
women.
But
there is hope for something beyond caution and quibbling. You do not have
to be a demographer or futurologist, only a regular at faculty meetings,
to notice that the long predicted wave of retirements will finally start
to occur within a decade. Then, briefly, demand for academic historians
will once again exceed supply for roughly a decade. Another forty-year
job crisis will undoubtedly follow. During this interlude, however, free
spirits among Generation X-ers and the “millennial” generation that follows
may feel sufficiently secure to problematize questions that are significantly
problematic.
In
the meantime, ain’t it awful? You bet. It always is.
Leo
P. Ribuffo is Society of the Cincinnati George Washington Distinguished
Professor of History at George Washington University. He is the author
of “Confessions of an Accidental (or Perhaps Overdetermined) Historian,”
in Elizabeth Fox-Genovese and Elisabeth Lasch-Quinn, eds., Reconstructing
History: The Emergence of a New Historical Society (Routledge, 1999),
143–163.
1 Bruce
Kuklick, The Rise of American Philosophy: Cambridge, Massachusetts,
1860–1930 (Yale University Press, 1977); Churchmen and Philosophers:
From Jonathan Edwards to John Dewey (Yale University Press, 1985);
Puritans in Babylon: The Ancient Near East and American Intellectual
Life, 1880–1930 (Princeton University Press, 1996); To Every Time
A Season: Shibe Park and Urban Philadelphia 1909–1976 (Princeton University
Press, 1991); and “Writing the History of Practice: The Humanities and
Baseball, with a Nod to Wrestling,” in Elizabeth Fox-Genovese and Elisabeth
Lasch-Quinn, eds., Reconstructing History: The Emergence of a New Historical
Society (Routledge, 1999), 176–88.
2 Almost
all of the leaders of our trade during the quarter century after World
War II affirmed the political, sociological, and psychological “vital center”
(to recall Arthur M. Schlesinger, Jr.’s famous phrase), but they did not
necessarily discern or affirm an American consensus. Accordingly, following
Gene Wise, I prefer to call them counterprogressive historians. See Wise,
American Historical Explanations: A Strategy for Grounded Inquiry
(Dorsey, 1977).
3 In
conversation over a beer.
4 Richard
Rorty, “Philosophical Convictions,” Nation, June 14, 2004, 54. 5
Bruce Kuklick, “History as a Way of Learning,” American Quarterly
22 (1970): 609–628.
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Volume VI, Number 1
COMMENT
ON KUKLICK
Marc
Trachtenberg
What
is going to determine the future of the American historical profession?
For Bruce Kuklick, sheer numbers are of fundamental importance. The profession,
he thinks, has become so large that it no longer has, or indeed can have,
a clear sense of what it is about. In the old days you knew what the important
works were. You could see which works defined “the contours of historical
knowledge” at any particular point in time. But today there are so many
historians and there is so much pressure to publish that no one can hope
to develop a sense for what, in scholarly terms, pulls the community of
historians together.
Indeed—to
draw out what for me is one of the key implications of Kuklick’s argument
—there is not much that makes our occupational group a real profession,
with a distinct identity and a broadly accepted set of standards for “authoritatively
evaluating” scholarly work. Instead, what we have is a mass of people laboring
in particular subfields. The work they produce is rarely of interest to
scholars working in other subfields. People write for very narrow audiences,
producing books and articles that, as a general rule, almost no one reads.
What passes for the profession is really a congeries of specialized groups
with highly parochial interests—groups, moreover, of privileged individuals,
shielded by the tenure system, turned in on themselves, cut off from the
larger society, incapable, by and large, of even giving their undergraduate
students the sort of instruction they need.
The
problem, according to Kuklick, is rooted in what he calls “mass professionalization,”
although perhaps (if we bear in mind what a profession is supposed to be)
“mass deprofessionalization” might be a better term. There are just so
many people trained to be historians, and so much work that has to be published,
that things more or less had to develop along these lines. It is not a
pretty picture, but in his view there is not much we can do about it. The
source of the problem is structural; the basic structures he has identified
will certainly remain intact; so we will have no choice, he thinks, but
to live with the situation as he has described it.
What
is to be made of that argument? I have no real quarrel with his description
of the way things are today. There is obviously not much today that holds
us together as a profession. Even to refer to history today as a “discipline”
strikes me as inappropriate. It is clear, as Kuklick says, that as a profession
“we don’t have much of a handle on what we do, or how we are doing it.”
And he is obviously also right about how the interests of historians have
diverged from those of the public at large, and indeed from those of the
undergraduates they are supposed to teach.
So
he has accurately identified a whole complex of problems, but if we are
to face those problems intelligently, we need to grapple with the question
of what gave rise to them in the first place. What are we to make of his
argument in this area? Is it just a question of numbers? I do not think
that the growth in the size of the profession is nearly as important in
this context as he makes out. There are other professions, medicine, for
example, and many hard sciences, which have expanded enormously in size
but have retained a strong sense of the sort of work that is of fundamental
importance and the kinds of standards to be used in evaluating the work
that is produced.
So
if the problem we historians face is not a result of sheer numbers, what
then is it rooted in? I think values are a good deal more important than
Kuklick is prepared to admit. When I look at what is being produced nowadays,
the problem, at least for me, is not that there is so much being published
that I just do not have the time to read much of it. The more basic problem
is that I would not want to read much of it, no matter how much time I
had. The amount of work published is not a fundamental problem. In principle,
the subfields can always identify their best work, and we can always find
the time to read the most interesting books produced by people working
in all sorts of different areas, especially books that speak to the broader
concerns of people throughout the profession. Or to put the point more
precisely: we at least have as much time today to do that kind of reading
as we had thirty or forty years ago. But the key point here is that those
books have to be worth reading, and the problem today is that what can
be identified as prominent works in many areas of history are often not
worth spending much time on. I would love it if a thousand flowers were
in fact blooming. But as I look around me, I don’t see a garden of that
sort. I see some flowers blooming but many more being choked out by weeds—indeed,
weeds that people fawn over and treat as though they were more beautiful
and more fragrant than the flowers themselves.
What
does this imply about the future? Kuklick does not see much of a chance
that the problems he has identified will go away. And of course if numbers
were the heart of the problem, the situation would not be likely to change
for the better. But if the problem were rooted in values—and by that I
mean not the political values of the practitioners, but rather their sense
of what history should be and how it should be done—then change is very
likely. The reason is that culture is always in flux. Values are always
changing. I have no idea what the historical profession, if one can still
call it that, will be like twenty or thirty years from now, but I think
it is almost bound to be very different from what it is today.
The
present situation, in fact, is not rock solid. Society allows us, as members
of a profession, to enjoy certain prerogatives. But it does this not because
it loves the color of our eyes. It does this because at some level it counts
on getting something in return, something of value to society as a whole.
Professional autonomy is not a simple gift, bestowed for all eternity with
no questions asked. Professions are relatively free from social control,
but in exchange they are supposed to feel a certain sense of obligation—a
sense of responsibility to the society as a whole, a responsibility for
maintaining standards and for doing work of real value. There is an implicit
bargain, and a profession cannot expect to renege on its part of the bargain
without, in the long run, paying a real price.
The
long run, of course, may be very long. The profession is now shielded from
social pressure by the sorts of institutional structures Kuklick talks
about. We all know how strong those structures are and how weak the mechanisms
of social accountability are, especially if we are thinking primarily in
terms of immediate and short-term effects. But in the long run, social
forces—including especially market forces—have a way of making themselves
felt, no matter what institutional frameworks exist. A profession, for
example, that insists on offering courses that the students are not interested
in may well, sooner or later, pay a price for that kind of behavior, especially
if neighboring disciplines move in to meet unfilled student demand.
No
one knows what the future holds in store for us. But it is hard to believe
that things will go on as they have forever. And if you believe that things
are bound to change in the long run, then you have to feel that it is very
important right now not to throw in the towel. As we move through what
may be a very long night, it is important to keep at least some fires burning:
it is important to keep alive a certain sense of what history is.
Marc
Trachtenberg is professor of political science at UCLA. His A Constructed
Peace: The Making of the European Settlement, 1945–1963 (Princeton University
Press, 1999) was awarded the American Historical Association’s Paul Birdsall
and George Louis Beer prizes in 2000.
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Volume VI, Number 1
AN
INTERVIEW WITH JOHN FERLING
Conducted
by Joseph S. Lucas
JOHN
FERLING, professor emeritus of history at the State University of West
Georgia (he retired in May 2004), has written extensively on the political
and military history of early America. Among his works are A Leap in
the Dark: The Struggle to Create the American Republic (Oxford University
Press, 2003); A Wilderness of Miseries: War and Warriors in Early America
(Greenwood Press, 1980); and Struggle for a Continent: The Wars of Early
America (Harlan Davidson, 1993). An accomplished biographer, Ferling
has written lives of George Washington, John Adams, and the Pennsylvania
Loyalist Joseph Galloway, as well as Setting the World Ablaze: Washington,
Adams, Jefferson and the American Revolution (Oxford University Press,
2000). His most recent work is the just published Adams Vs. Jefferson:
The Tumultuous Election of 1800, part of Oxford University Press’s
Pivotal Moments in American History series. Joseph Lucas had the privilege
of interviewing this prolific student of early American history in April
of 2004. Ferling reveals that his predilection for writing about war, politics,
and great leaders stemmed partly from expediency. Yet Ferling also passionately
believes that these classic subjects continue to matter, and their histories
have much to teach us today.
Joseph
Lucas: During your long and productive career you have bucked several of
the trends that have defined your generation of historians. You have focused
on elite leaders rather than marginalized masses. Your primary concerns
are political and military history rather than social and cultural history.
And you see the past not as a foreign country but as intimately connected
to the present. Indeed, you argue that the past, particularly with regard
to political and military leadership, holds important lessons for us today.
How do you account for your iconoclastic views? And how do you see your
work in relation to that of your peers and colleagues?
John
Ferling: Well, for many years I had a poster over my desk, and it contained
a quote from Thoreau about marching to a different drummer. So maybe I
am iconoclastic. But I don’t think so. I think I’ve wound up doing what
I’ve done out of necessity because of where I teach. It just seems the
pragmatic thing to do. I don’t teach at a major research university, and
I don’t have a research library at my disposal. So I’ve chosen to work
with the resources available to me on a daily basis. We have things like
the modern editions of the Washington papers, Franklin papers, Hamilton
papers, Adams papers, and so forth. That was the direction that I went
simply because the material was there and available to me. As a result,
I think, most of my work has been on political and military history.
When
I was finishing graduate school, I had a one-year appointment at a school
just outside of Philadelphia in Chester County. I was very much interested
in abolitionism, and there was a wonderful library of abolitionist materials
in Chester County, maybe five minutes from where I was living. If that
had materialized into permanent, tenuretrack employment, I would have probably
worked on the history of antislavery.
I do
think there are lessons from the past: political lessons and military lessons
as well. I’m struck by the fact, for example, that Jefferson wrote a letter
to John Adams in 1813 stating that all through history, in every society
at every time, one party existed that favored the many while another party
existed that favored the few, and political battles tended to revolve around
that struggle between the many and the few. And that’s how I see American
politics. I see that struggle going on in the Revolution. I see that struggle
going on between the Federalists and the Democratic Republican Party in
the 1790s and the early days of the republic. I see it through most of
the 19th and 20th centuries in America’s political history as well.
Lucas:
Are there other important lessons from the era of the American Revolution
and the early republic?
Ferling:
I think there are. The American Revolution, for example, can tell us
a great deal about the limits of military power. Look at the relative strength
of Great Britain and the colonies in 1775—it seemed as if there was no
way that the colonists could win that war and that they were mad to go
to war. And yet they wound up winning it. There were limits to British
military power. In Vietnam the United States wound up making some of the
same mistakes that the British had made in the 1770s, thinking they could
do whatever they wished. I hope we haven’t made that same mistake again
with our recent policies.
The
American Revolution says something about the cost of imperial power as
well. The British found themselves caught up in four intercolonial wars
between 1689 and the end of the French and Indian War in 1763, and they
were driven deeply in debt as a result. They tried to extricate themselves
from their indebtedness with policies that brought on the Anglo-American
crisis and war.
I’m
struck by the fact, too, in reading Gordon Wood’s Radicalism of the
American Revolution and Joyce Appleby’s Inheriting the Revolution,
that both of those historians develop the idea of how different America
had become by 1826. Almost no one could have dreamed in 1776 of how the
Revolution was going to play out and the changes that it would bring. I’m
not sure I agree entirely with Wood, who argues that people like Jefferson
were ultimately disenchanted by what happened. I wouldn’t go that far.
But it reinforces the lesson that you just never know what’s going to happen
in history. You undertake something, and you think you know where you’re
going, but it always leads to things you can’t foresee. (In my survey classes
I emphasize how World War II was a crucial factor in bringing on the modern
civil rights revolution in the 1950s and 1960s and may have had a hand
in bringing on the women’s liberation movement in the 1960s and 1970s—certainly
no one foresaw these developments when the U.S. went into war.)
In
the 1790s one of the things that really fascinates me is how Washington
and Adams coped with great crises. In 1794 there was a hue and cry to go
to war with Great Britain, and instead of going to war Washington opted
to seek peace. He sent John Jay to London and eventually accepted a treaty
that had many shortcomings. But the great virtue of the treaty was that
it prevented a war that Washington thought would have been disastrous for
the union. By the same token, Adams’s entire presidency was taken up by
the Quasi-War crisis with France. He was under enormous pressure, especially
from the right wing of his party, to take a bellicose policy. He, too,
resisted that and sought peace, even though he knew that his actions might
wreck his chances for reelection in 1800. I think that both presidents
ultimately acted more like statesmen than as politicians. There is a lesson
there for subsequent leaders. What seems to be the best thing to do from
a political standpoint may not be the best thing to do in the long-term
interests of the nation, or the historical reputation of the leader.
Lucas:
Your first book was a study of Joseph Galloway, a Loyalist, and his ideas.
Yet the several books that you wrote after that work have focused primarily
on Revolutionary leaders. Why the shift? How did your initial work on Loyalism
during the Revolution inform your subsequent work on the revolutionaries
themselves?
Ferling:
When I was starting out, actually still working on my Masters degree,
I found myself fascinated with dissenters. I was interested in the Copperheads
in the Civil War and Loyalists in the Revolution. When I decided to specialize
in the American Revolution era, I focused on the Loyalists. By the time
I got to Joseph Galloway it was 1969, and I was active in the anti-war
protests. Galloway was a protester. It was a very different kind of thing;
he was a conservative protester, and the anti-war protests I participated
in were at the opposite end of the spectrum.
As
I worked on Galloway, I found myself drawn to areas that I hadn’t imagined
I would go into—I tell my graduate students that this is a benefit of doing
biography. Galloway was speaker of the house of the Pennsylvania Assembly
for about twenty years, so I had to learn a good bit about Pennsylvania
politics. His political ally was Benjamin Franklin, and so I had to learn
something about him. And then during the war, after proclaiming his neutrality
initially, Galloway opportunistically joined the British when he thought
they were about to win the war in 1776. The British used him as a military
intelligence official, and so I had to learn something about military history.
When I came along—and it may still be like this in graduate school today—if
you were taking a course on the American Revolution, the professor would
usually just skip over all of the military aspects and say, “We’ll leave
that to armchair generals.” So I hadn’t really learned anything about military
history in school. Further, Galloway wrote about twenty-five pamphlets
or so during the Revolution, and I had to understand something about the
ideology of the Revolution in order to sort out what Galloway was saying
in contrast to what the Whigs were saying.
More
than anything, however, working on Galloway peaked my interest in military
history. When I finished the Galloway book, I decided to do a book on colonial
warfare. I was particularly influenced at that time by Richard Kohn’s “The
Social History of the American Soldier: A Review and Prospectus for Research,”
American Historical Review 86 (1981): 553–567. Kohn talked about
a new military history, and it was new in the sense that military historians
now were trying to look not only at how war affected society, but also
at how society affected war. The book I wrote was called A Wilderness
of Miseries. As I researched that book, I grew interested in George
Washington. At that time no one had done a one-volume biography of Washington
for about fifty years. Because we did have source materials here, at that
time it was the Fitzpatrick edition of Washington’s writings, I was able
to do a biography of Washington and still later a biography of Adams. I
was probably able to do about 95% of my research for both books here in
Carrollton, Georgia—getting books and microfilm on interlibrary loan and
using the modern editorial versions of my subjects’ papers. So it was a
matter both of interest and expediency.
Lucas:
What inspired you to become a historian, writer, and biographer?
Ferling:
When I was an undergraduate I had to take two courses in American history
during my freshman year and two in Western Civ in my sophomore year, but
neither turned me on to history. They were mostly just memorization courses,
and I didn’t like them. I had had some interest in history before I started
college, but those courses pretty much turned me off. I got to the last
semester of my sophomore year and I had to declare a major. Fortunately
for me, the guy who was teaching Western Civ fell ill and had to go in
the hospital. In the time honored tradition of academe the low man on the
totem pole in the history department got rushed in to teach the remainder
of the course. He was a young historian right out of graduate school named
William Painter, and he threw out the original syllabus. He had us read
several paperbacks. I don’t remember all of them, but one of them was Marcus
Cunliffe’s George Washington: Man and Monument. I remember being
completely fascinated. Instead of listening to lectures, we read and discussed
the books. I found myself really getting turned on and going to the library
and wanting to read more about Washington. One of the other books was Alan
Bullock’s Hitler: A Study in Tyranny. So at least two of the books
were biographies. That may well be the source of my interest in biography.
But
there was also something else that was crucial. In the 1960s during the
student protests many of the schools began to abandon the requirement that
students had to take both halves of Western Civ and both halves of U.S.
history. They went over to a cafeteria approach, and you had to take a
set number of courses in social science. And you could take history, or
you could elect not to take any history at all. One of the things that
historians quickly discovered was that if the students were given a choice,
they wouldn’t take history.
This
aroused concern in the profession, and I remember reading a couple of presidential
addresses delivered to historical associations. The thrust of these was
to encourage historians to write narrative history, to try to write something
that could reach the general public. That really resonated with me. I wanted
to reach out to the general public as well. I felt that writing biographies
would be a way to do that. And all through my career in fact I’ve tried
not only to publish in scholarly journals, but to write articles for popular
magazines such as American History and the Smithsonian Magazine
as a way of reaching out to the general public.
One
of the things that disturbs me today about the profession is that almost
everything that’s being done is in social history, and it doesn’t appear
that very much of that is being read by the general public. There have
been some academic historians who have been able to reach the general public.
Joseph Ellis and David Hackett Fischer come to mind. But they are not writing
social history, they are writing political or military history. I wish
more professional historians could succeed in reaching the general public
as popular writers such as David McCullough and Walter Isaacson have succeeded
in doing. Their success suggests to me that the general public is interested
primarily in biography and political history.
Lucas:
Did you have literary ambitions prior to becoming a historian?
Ferling:
When I was an undergraduate I had no idea what I was going to do. My dad
worked for a large chemical company, but he didn’t have much of a formal
education. He had the misfortune of graduating from high school just as
the stock market crashed in 1929, so he wasn’t able to go forward with
college. He worked for Union Carbide where he was surrounded by engineers,
and he very badly wanted me to be an engineer. But I didn’t have the inclination
and certainly didn’t have the talent in math for that.
What
I really wanted to do was be a sportswriter. I worked on the newspaper
in high school and wrote some sports for that. One of the things that got
me interested in history was a movie I saw in high school (I’ve seen it
since, and it’s pretty awful, but at the age of sixteen I thought it was
wonderful). It was a documentary called The Twisted Cross on the
rise and fall of Hitler. That sent me to the library, and I started reading
some things on history. And a lot of what I read was written by popular
writers. I remember being very much taken by William L. Shirer’s Rise
and Fall of the Third Reich, which I read when I was an undergraduate.
And I remember thinking that I would like to do something like that. And
when I took that Western Civ course with Professor Painter, I went to his
office and said, “How do you get to do something like this? Do you have
to be wealthy, a man of means, to write these things?” His response was
something like, “Hell no. You teach history in college.” And I knew at
that point what I wanted to do.
Lucas:
Two of your contemporaries, Bernard Bailyn and Gordon Wood, have focused
on the ideas that they believe shaped America in the late 18th and early
19th century. An earlier generation of historians, the one that included
Charles Beard, stressed the role of economic interest as an agent of historical
change. Where do you stand?
Ferling:
Actually, I straddle the fence, although I lean more toward the idea
of economics playing the principal role in determining what happens in
history. I certainly don’t think ideas are unimportant. Look, for example,
at abolitionism in the 19th century: many people wind up in the abolitionist
movement because of Christianity and Christian thought—the notion that
I am my brother’s keeper. At the opposite end of the spectrum, in the 20th
century racist ideas helped create Nazis. But by and large I tend to see
economics as the determining role in history. I look at the Constitutional
Convention, for example, and if I had to put my money on why the Constitution
wound up being written as the founders wrote it, it would be more because
of economics than ideology. I wouldn’t rule out ideology. The founders
certainly had read extensively in the political science of their day and
tried to structure government so that one branch didn’t become more powerful
than another. But by and large I see something like the Constitutional
Convention as composed of delegates who represented the economic interests
of their states. It’s telling that the Southerners who come to the Constitutional
Convention almost to a man were interested in protecting slavery and devising
a document that could protect slavery. Northern delegates from urban areas
were interested in furthering the commercial interests of New York or Philadelphia
or Boston. So I tend to see economics as the driving force there and, for
the most part, throughout history.
Bernard
Bailyn’s Ideological Origins of the American Revolution came out
in 1967, and I started work on my dissertation on Galloway in 1969. I was
really very much influenced by Bailyn. His book threw open a window to
me that had been closed. Most of my work to that point had been involved
with looking at what Progressive historians had written in the 1920s and
1930s. They were dismissive of ideas, which they saw as tools that leaders
used for propaganda purposes. Bailyn obviously took ideas extremely seriously,
and he saw ideas as shaping action. I was very much taken with Bailyn and
still frequently use Ideological Origins as a required text in my
American Revolution class. More than any other book, it shaped the way
I approached Galloway. But now, I have come full circle. To tell you the
truth, if I was to go back and write another book on Galloway today, I
would probably see him as tied to Philadelphia’s mercantile community and
its fear of change for economic reasons and develop that concept far more
than I did thirty years ago.
Lucas:
Your book A Leap in the Dark: The Struggle to Create the American Republic
appeared in the summer of 2003. What is the theme of the book?
Ferling:
A Leap in the Dark looks at the era of the American Revolution,
the half-century between the Albany Conference in 1754 and Jefferson’s
inauguration as president in 1801. In the first half of the study I am
concerned with explaining why the Revolution occurred. I emphasize economic
factors and the personal opportunities that many sensed would result from
independence. Workers and some merchants, especially those in New England,
came to see that breaking away from Britain’s restrictive mercantile legislation
was in their best interests. Similarly, many who had invested—or hoped
to invest—in land in the trans-Appalachian West, came to see that they
would be better off if Americans called the shots with regard to opening
that vast region. In addition, many ambitious colonists despaired of accomplishing
what they believed they were capable of achieving because of the limitations
imposed by what Jefferson referred to as their “colonial subservience.”
Many years after the Revolution, John Adams wrote that all he had been
able to hope for as a British colonist was to be a militia officer, sit
in the colonial assembly, and achieve a comfortable standard of living.
That was insufficient for him, and for many others.
In
the second half of the book I look at what the Revolution meant to that
generation. Until 1776 the focus of the protest was entirely on resisting
British policy. Other than Tories, few appeared to think about what post-Independence
America would be like, and most who gave it some thought shrank from divulging
their thoughts publicly. Then in 1776 Thomas Paine spoke of Independence
as the birthday of a new world and an opportunity to begin the world anew.
I believe that he captured what some had been quietly thinking, while others,
who were stirred by the Declaration of Independence, began to envision
change after 1776. Of course, the most conservative revolutionaries never
imagined radical social and political change, and many were appalled by
the changes that occurred during the last years of the war and the first
years of peace. This portion of the book deals with how these two sides
coalesced and the struggle that they waged between the end of the war in
1783 and the election of 1800. In many ways it is a return to the Progressive
interpretation, but I think I am more charitable than they were to the
Federalists. The nationalists, or consolidationists, not only harbored
legitimate concerns about national security, but through Hamiltonianism
they created a modern and diversified economy.
Lucas:
What do you make of the recent and current scholarship that looks favorably
and seriously at post-1760 British policy in North America? It strikes
me that there’s a feeling in the air among a lot of historians of early
America that the continuation of the British Empire might not have been
such a bad thing, maybe in some ways even preferable to American independence,
especially with regard to slavery and the fate of American Indians.
Ferling:
I don’t agree with that. I see the Revolution as a great, liberating moment.
I see it in Jeffersonian terms, and I see the election of 1800 as a revolution
of 1800— a revolution in the sense that it made possible the fulfillment
of the ideas that people like Thomas Paine had given voice to and that
I think many Americans embraced. Paine talks about the Revolution as a
chance to start the world anew. It’s the first day of a new world, he says
in Common Sense. And I think a great many Americans came to see
that as the case. I think what makes the American Revolution at once frustrating
and really interesting is that all of the focus— until you get into the
war in 1775 and 1776—is on resisting British policy, and it’s unlike any
other modern revolution. There’s no sense of domestic change by and large
in that time period. And it’s only when they start thinking seriously in
1775 and 1776 of declaring independence that some people like Paine do
begin talking openly about change. The Americans fielded a citizens’ army
basically, and a lot of those people come out of the war thinking that
“we want to make some really seminal changes here; this is going to be
the payback for all of the sacrifice that we’ve gone through.” If the crisis
had been resolved peacefully and Britain had been in control, maybe eventually,
toward the end of the 19th century as happened in England, there would
have been a broadening of suffrage rights and whatever. But enormous change
was unleashed, particularly, as Joyce Appleby makes clear in Inheriting
the Revolution, between 1800 and the 50th anniversary of independence
in 1826. The window was thrown open, and the possibility for change was
brought about, with Jefferson’s victory in 1800. Lucas: Is liberation
the theme of your forthcoming book, Adams Vs. Jefferson: The Tumultuous
Election of 1800?
Ferling:
It has two themes. One is that 18thcentury politics and politicians
were decidedly modern. There were differences between the politics of the
1790s and the early 21st century, but what I found most striking was how
many similarities existed. The parties were better organized by 1800 than
I had expected them to be. They already employed what we now call “negative
campaigning”: they adroitly used the technology at their disposal to get
out their message; they utilized every conceivable artifice to out-hustle
their adversaries; and the presidential candidates, including President
Adams, were actively involved—though in a surreptitious manner—in the presidential
campaign.
The
second theme is that the election of 1800 resulted in a “revolution of
1800.” At first blush, the results of the election appear to be extremely
close. There was little difference in the electoral totals between the
two parties, and in the states where I was able to flesh out the voting
results, the parties more often than not were rather evenly balanced. Yet
I also found evidence of significant change. In the congressional elections
as a whole, there were striking signs that the Federalists had been repudiated.
In part, that was payback for their high taxes, the Alien and Sedition
Acts, and what many believed had been a contrived war scare with France.
But it also represented the hope of many that the promise of truly sweeping
change that Thomas Paine and Thomas Jefferson had enunciated in 1776—change
that would bring an end forever to many of the social and political limitations
that had existed in colonial Anglo-America before 1776— would at long last
be fulfilled.
Lucas:
I’m struck by the way you evoke the rhythms of daily life in the early
19th-century U.S. in your biography of John Adams. Have you learned a lot
from the works of social and cultural history written by your Americanist
colleagues, or did you get that from the Adams papers?
Ferling:
Well, I think it was from both. I’ve always been interested in social
history. In fact for many years as part of my regular teaching load I taught
two courses in social history: U.S. social history to and since the Civil
War. And I’ve always incorporated a great deal of social history in my
survey classes. I teach two survey courses and one upper level course every
semester. My two survey courses are mostly social history courses, and
I probably incorporate far more than my students would like about farm
life. I am really intrigued by farm life because I grew up in a more urban
environment around Houston. But my mother was the daughter of a farmer
who lived not too far from Pittsburgh, and we used to go back up there
on vacations every summer. So I’d spend several days on my grandfather’s
farm, and I suppose it led me to become intrigued with what life was like
for those who had lived on farms in earlier generations. My dad was a bluecollar
worker, a hardhat, so I was also interested in the industrial workplace
and have stressed that as well in my classes. Most of my readings in the
survey courses—outside readings—were on things like birthing practices
or marriage habits or diets or medicine and longevity and that sort of
thing. So I have always been interested in social history. But I do think
one of the problems with social history is trying to tie things together
into a bigger, meaningful whole. I think with political history you can,
for example, develop a theme around the growth of capitalism or the growth
of democracy. But if you’re dealing with what life was like for coalminers
or mill hands, it’s fascinating and I think you want to try to understand
how our ancestors lived, but I have some difficulty in tying it all together
into something that’s really meaningful. I can do that better from a political
angle.
Political
history broadens your understanding of the general time period that you’re
working in, and I think that’s one of its advantages. Biography is the
same. As you mentioned, it does force you—if you’re looking at John Adams,
for example—not only to look at the political side, but also to try to
come to grips with his private life. What was it like to be a lawyer in
mid-18th-century Massachusetts? What was family life like? What was he
like as a parent? What kind of houses did he live in? What books did he
read, and why? How did he travel?
Lucas:
You’ve spent a lot of time with the founders, particularly Adams, Jefferson,
and Washington. How do you assess their respective personalities?
Ferling:
Jefferson is a great contradiction. He’s a racist, and you would want
more from a guy who appears to be so enlightened. He’s a slave owner, and
unlike Washington who liberates his slaves in his will, Jefferson only
liberates a handful of slaves. And they’re all from the Hemings family.
People find that side of Jefferson distasteful. But on the other side,
here’s this guy who sees the danger posed by the route that the Federalists
are taking. He takes the lead in resisting the Alien and Sedition Acts
and more than any other person he was responsible, starting about 1790,
for piecing together a movement to oppose Hamiltonianism. Ultimately, the
19th century, as it unfolded politically at any rate, was Jefferson’s century.
So there’s a real dichotomy there in looking at Jefferson, and it makes
him extremely fascinating.
I think
almost everybody who looks at Washington comes away with pretty positive
ideas. People look at Washington trying to find evidence of corruption
on his part, and just can’t find it. He doesn’t misuse power. He’s not
a great general, but he’s not a bad general either. And I think the country
was extremely fortunate to have Washington as its first president. I don’t
agree with everything that he did. As I said, I’m probably more of a Jeffersonian,
and Washington wound up leaning clearly toward the Federalists in his presidency.
But I do think that the country was fortunate to have him. When he was
faced with that crisis with Great Britain in 1794 he didn’t opt for war,
he opted for peace. I think that if he’d opted for war, there is a real
possibility that the United States wouldn’t have survived that early period.
The country was so divided between Anglophiles and Francophiles that it
might have been pulled completely apart if it had been a long, tough war.
He did have a kind of Olympian manner about him. He was an unapproachable
individual. He doesn’t appear to be a very warm person at all. I’ve often
thought, for example, that if somehow or other I could spend an evening—go
to dinner and have a couple of drinks—with one of these people, who would
I probably prefer it to be? And certainly Washington would be the one I
would be least interested in spending an evening with, because he is so
unapproachable. I’d probably opt for John Adams. If nothing else he’d probably
gossip, and I’d probably learn more from him than the others.
Lucas:
You’ve been extraordinarily prolific throughout your entire career, even
while teaching three courses per semester. I wonder about your work habits.
Do you write daily?
Ferling:
Actually, the three courses a semester are about one-third of what
I taught for more than my first twenty years at West Georgia. We were on
a quarter system, and we taught three courses a quarter. So I taught nine
courses a year, and we met each class five days a week. So I was in the
classroom for three hours every day. In some respects, maybe that was good,
because it disciplined me to come to work five days a week. Most of my
colleagues currently teach a two-day a week schedule, but I still opt to
teach a five-day a week schedule, so that I come up to the office every
single day. All through my career I have tried to work out a teaching schedule
with a long block of time in order to write. And it’s meant doing some
things that I didn’t particularly want to do. I taught an awful lot of
night classes when we were teaching the three courses a quarter. Now I
teach my classes in the afternoon, and I come to work at 8:00 AM and try
to work in the library for up to four hours. I don’t look at a stopwatch
or anything, and on days when I’m just spinning my wheels, I pack it up
and wait for a better day tomorrow. But generally I try to go to the library
and work there for several hours every day, five days a week.
Lucas:
So that’s where you do your writing as well as your research—in the library?
Ferling:
Right, in the library. But then I come back, and, of course, I have
the computer in my office. But I still compose in longhand. When I started
my career, I worked with a typewriter, and I wasn’t a good enough typist
to think about typing and think about writing simultaneously. So I got
in the habit of writing in longhand, and I still do that. After I revise
what I write in longhand, then I come back and put it on the computer and
do all of my revisions. I once had an office mate who used to say that
he loved research, but he hated writing. He thought that writing was just
an exercise and sort of a necessary evil. I always saw writing as an art
form and loved writing every bit as much as doing the research. I spend
at least 50% of the time that goes into every book writing and rewriting
and rewriting.
Lucas:
What do you have in the works now, after the Adams Vs. Jefferson
book?
Ferling:
Well, Oxford is going to publish that book some time in late September
or early October. They’ve put it on the fast track, and they’re hoping
to get it out in the midst of this presidential election—they hope it will
get a little bit more attention that way. Since submitting the manuscript
for the election of 1800 book, I’ve begun working on a book on the War
of Independence. I’ve always veered between biography or political history
and military history. One of the writers I most admire is John Keegan,
the British military historian. I absolutely loved his single-volume histories
of World War I and World War II, which I think are useful for both a scholarly
audience and a popular audience, and I’m writing a book on the War of Independence
that is modeled on Keegan’s template.
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Volume VI, Number 1
CATHOLICISM
AND AMERICAN FREEDOM: A FORUM
IN
THE LAST ISSUE of Historically Speaking, we featured a forum on Jonathan
Edwards’s place in the American history narrative. In this issue we turn
the spotlight to the largest American denomination, Roman Catholicism,
in an effort to explore its impact on the nation’s political and intellectual
life. As with the forum on Jonathan Edwards, we again debate whether the
standard narrative of American history adequately encompasses religious
experience and thought. And we also touch on the more controversial notion
of rewriting American history from distinctive religious perspectives.
Our
guide will be University of Notre Dame historian John T. McGreevy, whose
Catholicism and American Freedom was published last year by W.W.
Norton. On May 7, 2004, the Historical Society and the Intercollegiate
Studies Institute co-hosted a forum on McGreevy’s book at ISI’s headquarters
in Wilmington, Delaware. McGreevy opened with a brief synopsis of Catholicism
and American Freedom, after which Leo Ribuffo, Christopher Shannon, and
Eugene McGarraher provided commentary and then McGreevy responded. Edited
versions of the participants’ comments appear below.
CATHOLICISM
AND AMERICAN FREEDOM
John
T. McGreevy
Catholicism
and American Freedom [CAAF] sketches the interplay between Catholic
and American ideas of freedom, beginning in the 1840s when an unprecedented
wave of European immigrants made Catholicism the single largest religious
denomination in the United States. Many of these immigrants helped create
what historians now describe as the 19th-century Catholic revival.1 The
revival affected large regions of France, Belgium, Germany, and Italy,
and swept across Ireland and into the United States, Canada, parts of Latin
America, and Australia. Mass attendance became more regular, and religious
vocations (especially among young women) grew steadily. Ultramontanism,
the term most associated with the revival, is shorthand for a cluster of
shifts that included a Vatican-fostered move to Thomistic philosophy, a
more intense experiential piety centered on miracles and Vatican-approved
devotions such as the Sacred Heart, an international outlook suspicious
of national variations within Catholicism, and a heightened respect for
church authorities ranging from the pope to parish priests. All this was
nurtured in the world of Catholic parishes, schools, and associations,
whose members often understood themselves as arrayed against the wider
society. 2
What
this revival and its intellectual legacy meant for the history of the United
States is my subject . . . .
John
T. McGreevy is professor of history and department chair at the University
of Notre Dame. In addition to Catholicism and American Freedom (Norton,
2003), he wrote Parish Boundaries: The Catholic Encounter with Race
in the 20th-Century Urban North (University of Chicago Press, 1996).
1 Raymond
Grew terms the conflict between Catholicism and liberalism a “central theme”
of 19th-century European history. See Grew, “Liberty and the Catholic Church
in 19th-Century Europe,” in Richard Helmstadter, ed., Freedom and Religion
in the 19th Century (Stanford University Press, 1997), 197; Margaret
Lavinia Anderson, “The Limits of Secularization: On the Problem of the
Catholic Revival in 19th-Century Germany,” Historical Journal 38
(1995) 647–670; and Austin Iverveigh, ed., The Politics of Religion
in an Age of Revival: Studies in 19th-Century Europe and Latin America
(Institute of Latin American Studies, 2000).
2 Joseph
A. Komonchak, “Modernity and the Construction of Roman Catholicism,” Cristianesimo
nella storia 18 (1997): 353–385.
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/October 2004
Volume
VI, Number 1
THE
AMERICAN CATHOLIC CHURCH AND ORDERED LIBERTY
Leo
P. Ribuffo
For
more than two centuries, harsh nativists, relatively benign critics, and
reflexive Protestant celebrationists have called the Roman Catholic Church
an un- American institution. While dispensing with the loaded term “un-American,”
we need to take the issue seriously. In several respects, some obvious
and some harder to discern, the Catholic Church as an institution
has stood apart from prevailing American attitudes.
First,
and most obviously, as George Marsden has observed in The Soul of the
American University (1994), the United States is the “only modern nation”
whose “dominant culture was substantially shaped by low-church Protestantism.”
Some Scots, Swiss, and Canadians might dispute the “only,” but Marsden’s
general point is sound. Second, and less obviously at a time when scholars
exaggerate American diversity past and present, the United States was conceived
by leaders with an extraordinary sense of national mission. This
sense of mission, which derived both from Reformation Protestantism and
from Enlightenment republicanism, sometimes involved changing the rest
of the world by example and sometimes involved changing the rest of the
world by force of arms. Indeed, despite notable internal divisions, this
sense of mission energized Americans to conquer a continent within a half
century of independence, a conquest that in turn further energized nationalist
sentiment. In this patriotic, even chauvinist climate, the Catholic Church
was—and still is—an international organization headed by a foreigner.
Not surprisingly, the Vatican classified the United States as a mission
field until 1908, well after it had become the foremost economy on earth.
Third,
since roughly the 1840s, the United States has been a democracy. Political
democracy, though limited almost entirely to white men at the outset, nonetheless
went far beyond what was available in Europe. An expandable ethos of equality
was at least as important, and the results quickly could be seen within
Protestantism. In the 18th century Jonathan Edwards would have agreed with
all of the popes that the true faith could not be defined by every Tom,
Dick, or Hezekiah who happened to read Scripture. In the 19th century Barton
Stone, Charles Grandison Finney, and Joseph Smith had no such qualms. The
Catholic Church was not—and is not—a democracy. Indeed, as McGreevy stresses,
while Americans on the whole became increasingly democratic and enthusiastic
about individual autonomy, the Vatican and elements of the American Church
became less so.
Throughout
much of his book, perhaps most of it, McGreevy in theory seems to prefer
this more restrained definition of freedom, which might be called, with
a bow to traditionalist conservatives, ordered liberty . . . .
Leo
P. Ribuffo is Society of the Cincinnati George Washington Distinguished
Professor of History at George Washington University. He is the author
of Right, Center, Left: Essays in American History (Rutgers University
Press, 1992) and is working on a book titled The Limits of Moderation:
Jimmy Carter and the Ironies of American Liberalism.
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Volume VI, Number 1
REMARKS
ON JOHN MCGREEVY’S CATHOLICISM AND AMERICAN FREEDOM
Eugene
McCarraher
In
his conclusion to What I Saw in America G. K. Chesterton reflected
with a splendid and rueful uncertainty about the future of American democracy.
Having already dubbed America the “nation with the soul of a church,” Chesterton
wondered if that soul—baptized, he knew, in the font of Protestantism—would
be able to withstand the corrupting influences of modern science and capitalism.
Indeed, the growing cultural authority of business and science alerted
Chesterton to the need to root democracy in religious not secular ground.
Against John Dewey, H. L. Mencken, and other acolytes of a post-Christian
order, Chesterton argued that the most insidious enemy of democracy was
not religion but secularism, and especially the scientific, instrumentalist
rationality to which more intellectuals were pinning their hopes.
Chesterton
reasoned that because secular reason could demonstrate wide variations
in intelligence, skill, and merit, it undermined belief in equality and
buttressed the leadership of elites, and thus could not provide an impeccable
basis for a democratic culture. However, because it asserted the divine
parentage and likeness of men and women, “the dogmatic type of Christianity,
[and] especially the Catholic type of Christianity” could, in Chesterton’s
view, assure democratic citizens that “its indestructible minimum of democracy
really is indestructible.” Democracy had no reliable foundation, he concluded,
but in “a dogma about the divine origin of man.” Any secular groundwork
was “a sentimental confusion, full of merely verbal echoes of the older
creeds.”
Bored
by secular liberals and socialists, Chesterton made clear that his brief
for orthodoxy should give no comfort to conservatives: earlier in the book,
he had confessed the “attraction of the red cap as well as the red cross,
of the Marseillaise as well as the Magnificat,” and now declared that “the
idealism of the leveler could be put in the form of an appeal to Scripture,
and could not be put in the form of an appeal to Science.”
Echoing
Augustine and anticipating the libertarian pessimism of postmodernists,
Chesterton hoped that Americans would remember that “there is no meaning
in democracy if there is no meaning in anything; and that there is no meaning
in anything if the universe has not a centre of significance and an authority
that is the author of our rights.” “So far as that democracy becomes or
remains Catholic and Christian, that democracy will remain democratic,”
he concluded. “In so far it does not, it will become wildly and wickedly
undemocratic.”
Except
among Chesterton aficionados, What I Saw in America remains virtually
unknown among American intellectuals. That’s a pity, I think, because it’s
the finest Catholic, or even foreign, reflection on American democracy
ever written, far superior to Tocqueville’s Democracy in America
in points of literary style, intellectual prowess, and critical acuity.
Tocqueville, of course, thought that American Catholics, far from being
frightened into submission by clerics, would in fact provide the strongest
ballast for democratic equality. So it’s certainly not surprising that
American Catholic intellectuals, especially those maturing or born after
the Second World War, have routinely appealed to Tocqueville when arguing
for an affinity between Catholicism and liberal capitalist democracy.
One
of the many small merits of John McGreevy’s book is that it features
only two brief and unconnected lines about Tocqueville. And while it doesn’t
mention either Chesterton or his record of American travels, the great
merit of McGreevy’s study is that it demonstrates the wisdom and durability
of Chesterton’s ambivalence . . . .
Eugene
McCarraher is assistant professor in the Department of Humanities and Augustinian
Traditions at Villanova University. He is the author of Christian Critics:
Religion and the Impasse in Modern American Social Thought (Cornell
University Press, 2000).
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Volume
VI, Number 1
COMMENTS
ON CATHOLICISM AND AMERICAN FREEDOM
Christopher
Shannon
John
McGreevy is the Jay Dolan of his generation. I mean this not only in the
sense of his being the leading practitioner of American Catholic history
today, but also in his default capacity as ambassador from this subfield
to the larger profession. Dolan burst on to the professional scene with
his 1975 monograph The Immigrant Church. Scholars not particularly
interested in church history were drawn to the work as a study of immigrants,
and Dolan’s use of then cutting-edge techniques of social history placed
his book at the vanguard of the academic history of its day. Twenty or
so years later, McGreevy burst on to the scene with his Parish Boundaries
(1996). Here the innovation was less in method than subject matter: the
book examined the role of urban Catholics in the resistance to integrated
housing during the civil rights era. Race, an issue relatively neglected
by Dolan, had become the single most burning passion of American historians
following the end of the Cold War. Non-Catholic historians praised Parish
Boundaries for its sensitivity to religion as a “factor” in race relations;
Catholic historians praised it for being praised by non-Catholics. Parish
Boundaries appealed to those within the field as a model of yet another
“new” American Catholic history that would finally realize the long dreamed
of integration into the mainstream of the profession—precisely the hope
for Dolan’s Immigrant Church some twenty years earlier.
I raise
these connections less out of concern for professional genealogies than
as a symptom of a logic of revision that afflicts the profession as a whole.
For reasons that I believe are in the book itself, I doubt that Catholicism
and American Freedom will succeed where Dolan’s work failed. It does
stand, however, as a ringing endorsement of the professional standards
to which post-Dolan American Catholic historians still aspire. As we are
at a meeting of a professional association forged in battles over the status
of those standards, I think it is appropriate to evaluate the book at a
level that can unfortunately best be identified as meta-history. . .
.
Christopher
Shannon is assistant professor of history at Christendom College. His most
recent book is A World Made Safe for Differences (Rowman and Littlefield,
2000).
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Volume
VI, Number 1
RESPONSE
TO RIBUFFO, MCCARRAHER,AND SHANNON
John
T. McGreevy
Leo
Ribuffo challenges me to more fully integrate Catholic politicians and
political activists into my account. Fair enough. In part my explanation
for the modest attention devoted to John Kennedy, Al Smith, and Joseph
McCarthy is that I wrote an intellectual history not a political one, and
I do discuss how Catholic and non-Catholic intellectuals understood the
Smith campaign in 1928 and Kennedy’s handling of the religious issue in
1960. What does seem notable by its absence in CAAF, in retrospect, is
a thorough treatment of religion and politics at the local level, where
the parallels between the neighborhood- based, male-dominated parish structure
and the neighborhood-based, male-dominated ward structure deserve much
closer attention.
Ribuffo
adds that more sustained treatment of figures such as Phyllis Schlafly
(or, I might add, William F. Buckley) would have widened the scope of a
narrative too concerned with Catholic responses to American liberals at
the expense of Catholic influence on the modern conservative movement.
Again, a reasonable point. Still, fine books on the relationship between
Catholics and modern conservatives do exist.1 And within the 100,000 words
bequeathed me by W.W. Norton I thought it more important to focus on the
dominant Catholic intellectual tradition —suspicious of liberalism, certainly,
but dismissive (at least until the 1980s) of National Review-style
free market economics.
Ribuffo
also makes a broader claim: that I place too great an emphasis on “words”
or more particularly “clergy and leading theologians” at the expense of
studying the behavior of lay Catholics. Certainly I do not intend to argue
that all lay Catholics reflexively obeyed priests and bishops. (And some
of the figures discussed at length in the book, including Orestes Brownson,
James McMaster, and Jacques Maritain, were not priests.) Or that all “Catholic”
immigrants to the United States from Italy, Germany, Ireland, Mexico, or
anywhere else were Catholic in a meaningful sense. What I can do is point
to a subculture of remarkable density and scope and ask what ideas and
practices sustained it. That all Catholics did not agree upon or even care
about the contours of those ideas and practices is unremarkable, and we
should avoid placing upon Catholics a burden of coherence not impressed
upon, say, followers of John Dewey. . . .
1 Patrick
Allitt, Catholic Intellectuals and Conservative Politics in America,
1950–1985 (Cornell University Press, 1993). Also see Rick Perlstein,
Before the Storm: Barry Goldwater and the Unmaking of the American Consensus
(Hill and Wang, 2001).
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UNCLE
SAM’S WAR OF 1898 AND GLOBALIZATION
Thomas
Schoonover
Most
Americans have considered the Spanish-American War (a better term is the
War of 1898) as a conflict that took place in Cuba, Puerto Rico, and the
Philippines and as a dispute between the United States and Spain. The conventional
emphasis upon Cuba and Puerto Rico has made it easy to think of this war
primarily in domestic terms. This viewpoint seemed patently misleading
to me while in graduate school. The War of 1898 incorporated permanent
global engagements into U.S. foreign relations.
The
War of 1898 and its aftermath formalized the transfer of leadership—unwillingly
on the part of Spain, most of Europe, and Japan—in the ongoing quest for
access to wealth in Asia and the Pacific. This passage of power to the
United States occurred within the context of its competitive relationship
with other states in the North Atlantic region and in the Caribbean and
Pacific basins. Since the 17th century, Protestant North Americans considered
the Catholic colonies to the south and west and all the non-Christian areas
of the Pacific basin as a challenge to their religion, security, commercial
activity, and culture. U.S. growth and transformation across the continent
pointed to the resilient tradition of British colonial expansion. In the
1780s U.S. vessels hunted whales and seals, and other ships traded in Pacific
and East Asian waters. Soon, missionaries undertook to “civilize” the Pacific
islanders and East Asians (and U.S. sailors), while U.S. warships departed
to explore the Pacific, protect U.S. interests, and tutor those Pacific
basin dwellers who failed to adopt U.S. civilizing and material instructions.
At times, these ships were used to protect U.S. objectives from the Chinese,
Japanese, and Europeans who proposed alternative visions for the Pacific
basin. These expansive impulses generated tensions and conflict in both
the Caribbean and Pacific basins in the course of the century-and-a-half
after 1776 . . . .
Thomas
Schoonover, Sagrera Professor of History, University of Louisiana at Lafayette,
is the author of The French in Central America: Culture and Commerce,
1820–1930 (Scholarly Resources, 2000), Germany in Central America:
Competitive Imperialism, 1821–1929 (Scholarly Resources, 1999), and,
with Lester Langley, The Banana Men: American Mercenaries & Entrepreneurs
in Central America, 1880–1930 (University Press of Kentucky, 1995).
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NOTES
ON THE BOOTHBAY HARBOR CONFERENCE
George
Huppert
The
2004 conference of our Society took place in an unusual setting. We met
in Boothbay Harbor, Maine, from June 3–6. Our host was the Spruce Point
Inn, an exquisite seaside resort hidden amid woods and surrounded by the
ocean. Some of our participants may have harbored doubts about setting
out to meet in this distant rendezvous, but their doubts were dispelled
on arrival. Others signed up for the conference, coming from as far away
as Berkeley or London, precisely because of the setting’s powerful appeal.
For
three days we were able to talk to each other under ideal circumstances,
mostly outdoors. The weather was perfect. Our plenary sessions were held
in the beautiful conference center finished only hours before our arrival.
We
broke with tradition by avoiding corporate hotels in big cities. We also
departed from conventional ways by having papers precirculated and asking
presenters to speak informally instead of reading prepared texts. These
measures went a long way toward erasing the distinction between panel and
audience. In most sessions this resulted in lively and fruitful exchanges
among all those present. We continued our discussions under the tent adjacent
to the conference center, where breakfast and lunch buffets were served
by the inn’s fine staff.
Some
of us still had enough energy in reserve to go on talking into the night.
Some of us brought our children who could be heard squealing and splashing
in the swimming pool while the imposing figure of Donald Yerxa floated
past them. Meanwhile serious work was going on in the conference rooms
where we found ourselves adventuring way beyond the confines of our fields
of expertise. It is not often that specialists in Renaissance studies or
labor history join discussions of South Indian historiography, Russian
church history, Jeffersonian democracy, or Holocaust memoirs.
We
did not wander too far from the theme of the conference, which was defined
as a reflection on the current state of the discipline. Roundtables on
world history and global identity were among the broadest topics addressed.
Elsewhere we discussed the state of the art in Renaissance, Enlightenment,
and Latin American historiography, as well as new developments in the study
of medieval Poland, modern Islam, and Black nationalism. Among the sessions
that provoked a good deal of argument were the Christopher Lasch Lecture
delivered by Sean Wilentz and Sanjay Subrahmanyam’s discussion of world
history. Bruce Kuklick, Leo Ribuffo, and Marc Trachtenberg offered their
critical summary of the current state of the American historical profession
in an atmosphere of rising hilarity, beginning with Kuklick’s dissection
of the foibles of our profession and rising to storms of laughter in response
to Ribuffo’s practiced comedy routines.
As
is to be expected, much of importance happened outside of the formal sessions.
The relaxed setting—more like a retreat than a business meeting—allowed
us to avoid the usual distractions. Communication with the outside world
was severed. No cell phones ringing, no e-mail. The sense of having happily
stepped out of our ordinary activities permeated the entire meeting. Instead
of arranging job interviews, we arranged a concert offered to us by Deborah
Coclanis and her friends.
Our
experiment with new ways of interacting is likely to influence our next
meeting. We may want to pre-circulate papers again—we may even go so far
as to read them carefully before the meeting—and we may try to retain the
informality we achieved in Boothbay at our next meeting, in 2006, when
we will descend on the Chapel Hill campus at the invitation of our president,
Peter Coclanis.
George
Huppert, past president of the Historical Society, is the author of several
books and articles on early modern European history. In 1989 he was decorated
as Chevalier de l’Ordre des Palmes Academiques by the French government.
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